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Sunday 16 June 2013
 
 
 

Fragile Records Policy

Summary

1. Unfit for production
An item which is marked unfit for production (UFP) must not be produced to either a customer or a member of staff and must not be sent for copying of any kind.

2. Records at risk
An item marked 'record at risk' may be produced for a customer or member of staff but it must not be sent for copying of any kind.

3. Wrapped records
An item marked 'record at risk' may be produced for a customer or member of staff but it must not be sent for copying of any kind.

4. Designating records
Only a conservator can mark an item UFP or 'record at risk' using the appropriate label.

5. Surrogates
Where records are labelled UFP or 'record at risk' and a surrogate is available then the surrogate should always be produced.

6. Cases of uncertainty
If there is uncertainty about whether an item should be produced or not because of its physical condition it should be referred to Conservation Services Branch (CSB).

The Keeper of the Records of Scotland
February 2004

Guidance on Fragile Records
1. Items marked 'Unfit for production'

An item which is marked unfit for production (UFP) must not be produced to either a customer or a member of staff and must not be sent for copying. Below is the label which is now in use for UFP markings. Some material carries the old UFP label and should be dealt with in the same way. CSB will replace the old labels as they come across them. Please note that glass plate negatives must never be produced.

a) Request by a customer
i) If the customer is not present

The archive attendant must

  • inform the search room archivist that the item is UFP

    The search room archivist must

  • try to contact the customer to inform them that the item is UFP

    ii) If the customer is present

    The archive attendant must

  • inform the customer that the item is UFP
  • refer them to a search room archivist if they wish to pursue the matter and
  • inform the search room archivist that the item is UFP

    If the customer pursues the matter further, the search room archivist must

  • discuss the importance of the record for the customer's research
  • give the item a priority rating as follows:

    High the item is essential for the customer's research
    Medium the item would be desirable but is neither essential nor urgent
    Low the item is not required

  • refer the item to CSB using the electronic form on the Oracle

If the item is high priority:
The conservator must

  • assess the item
  • inform the search room how long it would take for the item to be conserved us
  • by e-mailing #Enquiries

    The search room archivist must

  • inform the customer
  • discuss again the importance of the item for the customer's research
  • submit a new electronic form via the Oracle to confirm or change priority
  • check with CSB at halfway stage that work is progressing on target and
  • inform customer accordingly

CSB must treat the item as urgent and make it fit for production as quickly as possible. CALM will carry up to date information on the status of the access conditions to the record. Once the item becomes fit for production, the conservator must inform the search room by e-mailing #Enquiries. Search room staff will inform the customer.

If the item is medium priority:
Items which are given a medium priority will take 6 months or more to conserve. CSB should add the item to their list of records for treatment and inform the search room when treatment is complete by e-mailing #Enquiries. Search room staff will then inform the customer.

If the item is low priority:
The item should be referred to CSB using the electronic form on theOracle so that it can be marked with a new label and identified as UFP on CALM, if required; packaged and assessed.

b) Request by a member of staff
The archive attendant must

  • inform the member of staff that the item is UFP

    Staff from listing branches must
  • notify CSB using CALM

    All other members of staff must

  • notify CSB using the electronic form on the Oracle

2. Items marked 'Record at risk'

Only a conservator can mark an item 'record at risk'. They must use the label. The date that the record is produced must be recorded on the label by the archive attendant. Once the record has been requested five times it should be referred to CSB.

3. Cases of uncertainty

If an archive attendant finds material which is not marked UFP but looks in poor condition, it should be brought to the search room archivist, who will decide if it can be produced or if it should be referred to CSB. The record will be treated as a high priority (see above). If the item is referred to CSB, procedure at 1a) should be used.

4. Wrapped material

An item which is wrapped in blue paper usually indicates a record at risk. Such an item should be treated as a record at risk (see 2). The wrapper for the item should be kept and replaced before the record is returned to storage.

5 Surrogates

If there is a surrogate available for any item requested then this should be produced for the customer. If a customer asks to see the original instead then the archive attendant should refer them to the search room archivist.

6. Unrequested material

If any member of staff finds material which has not been requested but looks in poor condition then it should be referred to CSB via CALM for listing branches or using the electronic form on the Oracle for all other branches. Priorities should be applied according to the CALM cataloguing standards (p39).

High Documents in a weak and unstable condition; there is a risk of information loss, e.g. loose pages; cannot be accessed or copied; evidence of mould/mycological growth as a potential health and safety risk; require conservation treatment to prevent further loss.
Medium Disfigured or damaged; usable for study; signs of deterioration and so continued use would cause further damage; images of this record in this condition would harm the reputation of the NAS.
Low Disfigured or damaged but stable e.g. heavily soiled; usable for study but may require further treatment to prevent eventual deterioration; packaging to be evaluated and upgraded; images of this record in this condition may harm the reputation of the NAS.

NB These categories complement the priorities applied to customer demand.

   
 
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