If you are visiting The National Archives
of Scotland (NAS) to research Court of Sessions (CS) records, you may wish to
print out our guides, familiarise yourself with them, and refer to them during
your visit. This is the second guide which deals with the unextracted processes.
There are five Court of Session guides: 1 Introduction
to Court of Session Processes 2 Unextracted Processes (UPs) after 1660
3 Extracted Processes
(EPs) after 1660 4 Other
Court of Session series 5 Sequestrations
Unextracted processes (UPs) after 1660
Unextracted processes (UPs)
consist of actions in which final decisions were not extracted. UPs are
not necessarily actions which were dropped or otherwise left unconcluded.
Some series of processes are now searchable on our electronic catalogue. For others, the reference conversion procedures described in the rest of this guide still need to be followed. There is a table of unextracted processes searchable on the electronic catalogue at the end of this guide.
UPs 1660s-1912There are 4 arrangements of the main UP index card drawers
near the Archivist's desk in the Historical Search Room:
| Series | Date | Label
colour | | 1st series | 1660s-1780s | Blue
labels on drawers (includes CS30) | | 2nd
series | 1780s-1829 | Red
labels on drawers | | 3rd series | 1830-1869 | Yellow
labels on drawers | | 4th series | 1870-1912 | Green
labels on drawers | The record series covered by these cards
are CS228-250, with a few for CS30. All cards are filed alphabetically
by pursuer only. If you need to establish the pursuer's name, try the Court's
general minute books (see the Introduction to Court of Session Processes guide).
Very occasionally the cards bear a place name rather than a personal name. This
may have occurred because it was impossible to tell from the surviving process
papers who was the pursuer and who the defender, eg 'Sauchie, accounts concerning
the coal of, 1692'. Alternatively, the pursuers could have been a corporate body
such as the provost and magistrates of Edinburgh. Usually the cards are
filed chronologically within each surname. Variant spellings of surnames were
common well into the 19th century. These variant spellings are sometimes grouped
together, eg Robertson/Robinson/Robison all filed under Robertson, or Smith/Smyth/Smythe
all under Smith. Unfortunately this was not done consistently. Names of firms
consisting of surnames are sometimes grouped collectively at the end of the first
surname of the firm, eg Dunbar Hately and Company, 1853, is placed at the end
of Dunbar in the 1830-1869 index. A year should appear on each card: this
is normally the date of the summons, ie the start of the action. If the
card has the word 'Inventory' immediately above the date, the process will only
contain an inventory of papers lodged during the action. By itself an inventory
will not reveal much of the proceedings. The papers themselves will have been
borrowed by the parties' law agents and never returned, at least under that particular
reference. At the conclusion of an action the lawyers were entitled to reclaim
any productions they had lodged, such as personal letters. They should have returned
to the court any other papers borrowed only for consultation, but in practice
this did not always happen.
UPs 1660s-1912: converting old process
reference numbers
Note the process reference number at the right hand side
of the index card. This needs to be converted to a modern reference, but how you
convert the old number depends on the series in which the process is located.
About half the old numbers are converted in one easy step. The other half require
two steps to be taken. Note: some of the old process numbers have the office name
much abbreviated. 1 SK is 1 Skene; 1 DR would be 1 Drysdale, and so on: any abbreviations
should be quite clear. It is best to explain by using some examples of index cards. Example

The old process number we find is 1 Innes Durie A2/1. To convert, either use the
"Toblerone" above the index drawers or the list shown below. You will
see that I Innes Durie becomes CS234. You retain everything else. So, the process
call number is CS234/A2/1. Example

Here,
although it may seem very strange, you enter as the process call number CS239/Processes
not previously entered in any index/2/56. In other words, you only drop the old
office reference.
As can be seen from the above examples, converting the
old reference numbers is quite easy; but processes from about the mid-19th century
have reference numbers which require a little more work to convert. Note that,
if the process number commences "2...", or is a Second Division Process,
then you convert both halves of the old number; if it commences "1...",
or is a First Division process, then you need only convert the first half of the
number. Again, some examples.
Example

Using
the conversion table, you convert 2 Currie in the usual way to CS242. But you
must now convert the other half of the old number as well. Look on the open shelves
for the index covering CS242 only. The processes are arranged alphabetically in
the volume, and there are tabs marking the place of each letter in the volume.
In the old number, 1/4 means bundle 1 item 4. Find that entry. On the right hand
side of the page, you will find running numbers beside each process. It is the
relevant number that becomes the second half of the process call number. So, 2
Currie F1/4 converts to CS242/591. In addition to the above there are various
other types of index cards. There are examples with double numbers and it is best
to seek advice when faced with one of these. Again, some examples. Example 
Example

Example

Unextracted processes: series conversion table
| Old series | New
series | Convert both halves of old number?
Yes/No | | 1 Adams Dal | CS228 | No |
| 1 Adams Mack | CS229 | No |
| 1 Currie Dal | CS230 | No |
| 1 Currie Mack | CS231 | No |
| 1 Drysdale | CS232 | No |
| 1 Inglis | CS233 | No |
| 1 Innes Durie | CS234 | No |
| 1 Innes Mack | CS235 | No |
| 1 MacNeill | CS236 | No |
| 1 Potts | CS237 | No |
| 1 Sheild | CS238 | No |
| 1 Skene | CS239 | No |
| First Division | CS240 | No |
| Second Division | CS241 | Yes |
| 2 Currie | CS242 | Yes |
| 2 Drysdale | CS243 | Yes |
| 2 Inglis | CS244 | Yes |
| 2 Innes | CS245 | Yes |
| 2 MacNeill | CS246 | Yes |
| 2 Potts | CS247 | Yes |
| 2 Sheild | CS248 | Yes |
| 2 Skene | CS249 | Yes |
| 2 Adams | CS250 | Yes |
UPs supplementary card indexes 1870-1912 The last of
the four card index drawers covers processes, 1870-1912. This index is unfortunately
incomplete. Accordingly, although it can still be used, its problems should be
borne in mind. Fortunately, a separate series of index cards makes good the gaps.
There is another set of cabinets of card index drawers (at the opposite end
of the Historical Search Room) also containing CS index cards. These include
- CS241: UPs, 1878-1911
- CS242-250: 1772-1912 combined with
- CS251-252*:
1913-1934 and
- CS311*: 18th-19th centuries
* Denotes series
covered by the electronic catalogue.
To enable you to gain a more thorough
appreciation of the 1870-1912 contents of series CS241-250, it is recommended
that you use this separate set of index drawers. They have two advantages over
those in the main series: - cards contain the full process reference
number and there is no need to undertake any conversion
- cards for defender
as well as pursuer in each case
The only drawback is that for post-1869
UPs they lack cards for the series CS240, which is known to be in the drawers
of the main series. UPs 1913-1934 (CS251-257)All processes are
fully searchable on the electronic catalogue.
UPs 1935-1994 (CS258)All
processes are fully searchable on the electronic catalogue.
UPs 1995 onwards
(CS348)
Since 1995 the separate series of extracted processes (CS46) and unextracted processes (CS258) have been discontinued by the court, and amalgamated into a single series (CS348) with a combined index. Refer to the CS catalogue for additional information on the indexes. The processes are fully searchable on the electronic catalogue. Note that processes are not transferred from the Court of Session to the NAS until they are 5 years old.
Unextracted processes: Carmichael and Elliot
arrangement (CS98-227)The series mainly consists of processes c.1660-c.1830,
and is separate from the main UP series. All processes are fully searchable on
the electronic catalogue. Divorce recordsFor information on divorce
records, including divorces from 1984 onwards refer to the guide on divorce records.
Unextracted processes searchable on the electronic catalogue
| Series |
Dates covered in electronic catalogue |
Notes |
| CS98-277 |
1597-1838 |
Carmichael and Elliot arrangement. Series mainly spans the 1650s to 1830s.
Indexing complete. |
| CS228 |
1664-1868 |
First arrangement, Adams-Dalrymple Office.
Indexing complete |
| CS229 |
1661-1836 |
First arrangement, Adams-Mackenzie Office.
Indexing complete. |
| CS230 |
1620-1865 |
First arrangement, Currie-Dalrymple Office.
Indexing complete. |
| CS251-257 |
1913-1934 |
Third arrangement.
Indexing complete. |
| CS258 |
1935-1994 |
Fourth arrangemnet.
Indexing complete. |
| CS348 |
1995 onwards |
Since 1995 the separate series of extracted processes (CS46) and unextracted processes (CS258) have been discontinued by the court, and amalgamated into a single series (CS348) with a combined index. Refer to the CS catalogue for additional information on the indexes. Note that processes are not transferred from the Court of Session to the NAS until they are 5 years old. |
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