9.
Records Management
9.1 Records Management is the systematic control of an organisation’s records throughout their lifecycle in order to meet operational business needs, statutory requirements and community expectations. The NAS Records Management Policy aims to fulfil good management of the records which NAS creates and receives in the course of administering its own business. It does not apply to the records of organisations and private individuals deposited in NAS for historical purposes.
9.2 To achieve the principles of good records management the NAS implements business processes and records management systems which include:
• file registration and classification;
• retention schedules and records disposal;
• records maintenance and security;
• location tracking;
• disaster recovery;
• designated responsibilities;
• training.
10. Data Subject Requests
The Data Protection Act (1998) allows an individual (the data subject) to request information about them held by an organisation. These are known as data subject access requests and are different to information requests made under FOISA. Such requests will be considered by our Data Protection Officer.
11. Contacts
The Freedom of Information Officer,
The National Archives of Scotland,
HM General Register House,
Edinburgh,
EH1 3YY
Telephone: +44(0) 131 535 1371
Email: foi@nas.gov.uk
Freedom of Information Unit
Scottish Government
St Andrews House
Edinburgh
EH1 3DG
Email: foi@scotland.gsi.gov.uk
Office of the Scottish Information Commissioner
Kinburgh Castle
Doubledykes Road
St Andrews
Fife
KY16 9DS
Telephone: +44(0) 1334 464610
Email: enquiries@itspublicknowledge.info
Office of the Queen’s Printer for Scotland
OQPS Licensing
St Clements House
2-16 Colegate
Norwich
NR3 1BQ
Telephone: +44 (0) 1603 621000
Fax: +44 (0) 1603 723000
Email: licensing@oqps.gov.uk
The Data Protection Officer
The National Archives of Scotland,
HM General Register House,
Edinburgh,
EH1 3YY
12. Classes of information
The NAS is part of the Scottish Government, which provides our human resources functions. Most information about human resources is therefore held by the Scottish Government. The archives held by the NAS are not included in this scheme although information about them is. Details of records that the NAS receives each year are given in the Annual Report and descriptions of the archives are available through our catalogue.
12.1 Corporate
administration
This category concerns the way that NAS is administered. It refers to information relating to our governance arrangements with Scottish Government and to the internal management of NAS.
| Description |
Availability |
Cost |
| Framework
document (this describes the relations between NAS, ministers
and the Scottish Government). |
view corporate
information on the about us section of the NAS website,
on request in person, by post or e-mail. |
Free |
| Key strategies of
the NAS. |
view corporate information on the about us section of the NAS website, on request in person,
by post or e-mail. |
Free |
| Annual
reports. |
view corporate
information on the about us section of the NAS website,
on request in person, by post or e-mail. |
Free |
| Minutes
of corporate meetings: Audit Committee; Management Board; Branch
Heads; Local Partnership Board; Information Systems Planning
Group; Health and Safety Committee. |
view corporate
information on the about us section of the NAS website,
on request in person, by post or e-mail. |
Free |
| Corporate
plan (describes functions, aims, objectives and performance
measures each year). |
view corporate information on the about us section of the NAS website, on request in person,
by post or e-mail. |
Free |
| Freedom
of Information publication scheme. |
view freedom
of information section of the NAS website, on request
in person, by post or e-mail. |
Free |
| NAS
Register of Interests |
view corporate
information on the about us section of the NAS website,
on request in person, by post or e-mail. |
Free |
| NAS
Organisation Chart |
view corporate
information on the about us section of the NAS website,
on request in person, by post or e-mail. |
Free |
12.2 Financial
information
This category concerns published information relating to the administration of NAS finances.
| Description |
Availability |
Cost |
| Annual
accounts |
view corporate
information on the about us section of the NAS website,
on request in person, by post or e-mail. |
Free |
12.3 Corporate
policies
This category concerns NAS corporate policies.
| Description |
Availability |
Cost |
| Policy
on the use of IT facilities. |
view corporate
information on the about us section of the NAS website,
on request in person, by post or e-mail. |
Free |
| Equality
Schemes produced as required by Equality and Human Rights legislation. |
view corporate
information on the about us section of the NAS website,
on request in person, by post or e-mail. |
Free |
12.4 Corporate
procedures
This category concerns NAS corporate procedures. It refers to internal documents that NAS staff use to undertake various functions.
| Description |
Availability |
Cost |
| NAS
Freedom of Information Manual |
view corporate
information on the about us section of the NAS website,
on request in person, by post or e-mail. |
Free |
| NAS
Records Management Manual |
view
the paragraph about The NAS own records management within
the Basic
Guide to Freedom of Information in Scotland on the
Freedom of Information section of the NAS website, on request
in person, by post or e-mail. |
Free |
| NAS
Records Management File Plan |
view
the paragraph about The NAS own records management within
the Basic
Guide to Freedom of Information in Scotland on the
Freedom of Information section of the NAS website, on request
in person, by post or e-mail. |
Free |
| Health
and Safety handbook |
view corporate
information on the about us section of the NAS website,
on request in person, by post or e-mail. |
Free |
12.5 Records
policies
This category concerns NAS policies relating to records deposited in NAS by record creating bodies. It refers to information about how we carry out our professional duties including the selection, preservation and access of these archives.
| Description |
Availability |
Cost |
| Policies
on: private records; data protection; fragile records; records
management; information management; and selection of government
records. |
view record
policies on the record
keeping section of the NAS website, on request in person, by
post or e-mail. |
Free |
12.6 Information on
using the archives
This category concerns the information we provide to the public about using the archives. It includes information that relates to our public search rooms and remote access to the archives.
| Description |
Availability |
Cost |
| Information
on opening hours and location of search rooms. |
view search
rooms section of the NAS website, on request in person,
by post or e-mail. |
Free |
| Search
room regulations. |
view
information on search
room regulations on the search rooms section of the
NAS website, on request in person, by post or e-mail. |
Free |
Information
on disabled access to the public search rooms.
|
view
information on disabled
access on the search rooms section of the NAS website,
on request in person, by post or e-mail. |
Free |
Guidance
on handling NAS records (how NAS staff and customers should
handle preserved records).
|
view handling
guidelines for readers on the search rooms section
of the NAS website, on request in person, by post or e-mail. |
Free |
| Data
protection guidelines: Research use of personal data in the
NAS. |
view data
protection guidelines on the search rooms section
of the NAS website, on request in person, by post or e-mail. |
Free |
| Information
on copying services for researchers. |
view
information on copying
services on the search rooms section of the NAS website,
on request in person, by post or e-mail. |
Free |
| Information
on charges for copying archives. |
view
information on copying
fees and charges on the search rooms section of the
NAS website, on request in person, by post or e-mail. |
Free |
| Information
on copyright in relation to the archives. |
view copyright
in the NAS on the search rooms section of the NAS
website, on request in person, by post or e-mail. |
Free |
12.7 Information on
the archives
This category concerns the information we provide to the public about the archives themselves. It includes catalogue descriptions and research guides.
| Description |
Availability |
Cost |
| Our
online catalogue carries descriptions, in many cases to file
and item level, of almost all the catalogued records held by
the National Archives of Scotland. |
view catalogues
section of the NAS website. The NAS catalogue is
also accessible via the computer terminals in the NAS search
rooms. |
Free |
| NAS
maintains the National Register of Archives for Scotland (NRAS).
This is a compilation of papers of historical significance in
private hands in Scotland. |
see
the NRAS
section of the NAS website. The NRAS catalogue is
also accessible via the computer terminals in the NAS search
rooms. |
Free |
| Web-based
resources to support the Scottish curriculum and lifelong learning
in the form of news, classroom resources and exhibitions. |
view learning
section of the NAS website, on request in person,
by post or e-mail. |
Free |
| Research
guides about particular types of archival records that are held
in the NAS. |
view record
guides on the doing research section of the NAS website,
on request in person, by post or e-mail. |
Free |
|